Investment Banking Overview
We have a wealth of experience handling complex investment banking transactions. We artfully combine our industry expertise, with an institutional and retail sales force, to form a very effective full-service investment banking group. Our clients, typically, are newly emerging growth companies in a wide range of industries, including healthcare, technology, consumer, and industrials.
We work diligently to raise capital for our clients through public equity financings, including initial public offerings and private placements of equity or debt, all of which are placed through our institutional sales group and our retail private client group. Our investment banking professionals also provide strategic advisory and valuation services to our clients.
Prospect Profile
Our investing clients want opportunities that provide incremental return to their portfolios that they have difficulty finding elsewhere. They understand the business risk of investing in emerging growth companies. As such, we look for companies we believe have the criteria that lead to success. Those criteria include:
Large Market
For Product
Management
Team With Proven
Success
High Revenue
Growth Potential
Intellectual
Property
Good Operating
Leverage
View Our Recent Transactions
View Transactions
Investment Banking Services
Public Offerings
We provide capital to our clients through initial public offerings and follow-on public offerings. We have successfully managed initial public offerings ranging in size from $20 to $50 million.
Private Placements
We also raise private capital for both public companies, through offerings commonly known as “PIPEs,” and for private companies that we envision could become public companies in the future. This private equity is placed both institutionally and through our private client group. We also provide bridge capital to private companies that we expect could become public in a relatively short time frame. These private placements typically range in size from $2 million to $25 million.
Advisory Services
We provide advisory services to our corporate clients. These have included both buy and sell side representation on acquisitions, financial restructuring, reorganizations, fairness opinions, valuations, tender offers, and stock repurchases.
