Overview
Feltl and Company’s trading and institutional sales professionals have a great deal of knowledge in all areas of the capital markets. The Institutional Sales and Trading Departments are committed to providing superior service and developing long lasting relationships. Among the services we provide are company buybacks, block liquidity, best execution, natural crossing opportunities, and electronic program trading. We trade primarily small to mid-cap growth companies.
All of our professionals are equipped with top of the line technology that allows them to execute orders with promptness and accuracy. Our professionals work closely with our research analysts to receive timely and accurate information that assists clients in making sound investment decisions. Our professionals are also in contact with all of the companies in our market maker universe. Seminars, group meetings, and field trips are just a few of the ways that our team stays on top of the market stream of the most current information to provide the best service available.
Market Maker Universe
View Market Maker ListOrder Routing Policy
SEC Rules
The Securities and Exchange Commission requires that all broker-dealers determine that they receive best execution for their clients. In order to address this requirement in a meaningful and consistent manner, Feltl and Company has entered into an agreement with Thomson Transaction Analytics (TTA) whereby TTA will take execution information from the firms with whom Feltl and Company does business and provide reports that categorize order executions and include statistical data about execution quality. These public reports can be viewed by clicking on either rule:
Order Flow Statement
All customer orders subject to payment for order flow are sent to market centers that execute market and marketable limit orders at prices no worse than the displayed National Best Bid or Offer (“NBBO”). Each of these market centers provide the opportunity for execution of orders at prices better than the NBBO when the spread between the bid and ask price is greater than the minimum variant. Orders sent are exposed across all exchanges and market centers to obtain price improvement for our customers. In return for routing orders to a specific market center Feltl and Company may receive cash payment. This information is provided pursuant to SEC Rule 11(c)(1-3) and 11A(c)(1-6).).
