Operations
Feltl and Company employs a highly capable and efficient operations staff in its Minneapolis headquarters. Because of their many years of experience, they possess a depth of industry knowledge that few firms can match. And they haven’t forgotten how to use common sense, either.
In addition to its in-house operations staff, Feltl and Company has the resources and strength of its clearing brokerage firm, RBC Correspondent Services (“RBC CS”), a division of RBC Capital Markets, LLC (“RBC CM”) – one of the largest and most sophisticated investment firms in the world. RBC provides technological systems, programming, and operational capabilities that are second to none. Through RBC, Feltl and Company’s customers may access their investment accounts online 24 hours a day through a RBC program called “Investor Connect“.
Mr. Feltl is CEO and co-founder of Feltl and Company. He entered the securities industry with R.J. Steichen & Company in 1993 as a securities broker, and later, Principal and Director of Corporate Finance, focused primarily on emerging growth companies in the Midwest. In 2000, Stockwalk Group, Inc. acquired R.J. Steichen & Company and merged it with Miller, Johnson & Kuehn and John G. Kinnard and Company to form Miller Johnson Steichen Kinnard, Inc. (MJSK). Mr. Feltl was a member of Stockwalk’s Board of Directors, as well as Principal of Capital Markets for MJSK. He left those firms in 2002 to start Feltl and Company. Mr. Feltl earned a BA in Management from Saint John’s University in 1993, and a MBA from the University of St. Thomas in 1999. He holds the designation of Chartered Financial Analyst.
Mrs. Feltl is President and co-founder of Feltl and Company. In 1987, she joined her husband, Jack, in the securities industry as Corporate Secretary along with overseeing the operations and technology developments of R.J. Steichen & Company. In 2000 when R.J. Steichen was merged into MJSK, she served as a director of the surviving corporate BD. In October 2001, she resigned her position with MJSK and shortly thereafter, began developing Feltl and Company.
Mr. Rigazio is Chief Financial Officer of Feltl and Company. A veteran of nearly 30 years in Financial Services, he joined Feltl and Company in February 2019. Prior to joining the firm, Dave was Vice President and Corporate Controller of KleinBank in the Twin Cities. This after more than two decades with Wells Fargo & Co., serving in various Finance leadership roles in corporate, banking and non-banking businesses. Dave is a Certified Public Accountant (Arizona) and graduate of Lewis University with a BA in Accounting. He holds a Masters of Business Administration from Arizona State University.
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Mr. Edwards graduated from Carleton College in 1999 with Bachelor of Arts degree in Economics and a Bachelor of Arts degree in History. He started working in the securities industry in 2000 in the compliance department of R.J. Steichen and Company, and then with MJSK after the merger. In 2002, Mr. Edwards became MJSK’s Chief Compliance Officer. He has served as Feltl and Company’s Chief Compliance Officer since joining Feltl in 2003-2013. In January 2013, Mr. Edwards focus shifted toward firm operations and technology when he was named Chief Operating Officer.
