Private Client Group
At its core, Feltl and Company is family owned and operated, with its headquarters in Minnetonka, Minnesota. Feltl and Company is known for its dedication to the customer. In our minds, the needs of the customer should always come first and foremost. At Feltl and Company we understand that each individual investor has differing needs based on the ever changing global economy and individual lifestyles. Our investment professionals will be able to help you make the most of your money by creating a portfolio tailored to fit your needs and financial objectives. By developing a relationship with one of our investment professionals you will be able to gain the trust, satisfaction, and communication you would expect from a first class investment firm.
Feltl and Company has a clearing relationship with National Financial Services LLC (“NFS”) – a Fidelity Investments® Company, which is one of the world’s largest providers of financial services. That relationship helps ensure that our systems, technologies, products, and services will always be state-of the-art and top-of-the-class. Customers may access their account information online anytime through the NFS Wealthscape Investor SM program.
Products and Services
Many other brokerage firms dictate what investments their brokers may sell, often pushing funds and products that those firms have created for mass-marketing to the public. At Feltl and Company, we believe in the individual approach.
The only directive we give our brokers is to get to know your customers, and recommend investments that are consistent with their investment needs and objectives. Rather than dictate what investments may be sold, we make available a broad range of products and services, and allow the customer, in consultation with the broker, to determine what works best for that customer.
The following is a list of the types of products and services we offer:
- Publicly-traded individual stocks
- Mutual Funds
- Investment banking products, such as initial public offerings, follow on public offerings, private placements of equity, PIPEs, and bridge loans – Learn More ›
- Professional money manager programs and other fee-based compensation arrangements offered through Feltl Advisors – Learn More ›
- Financial planning and estate planning advice offered through Feltl Advisors – Learn More ›
- Tax-free municipal bonds
- Other fixed income products, such as corporate bonds, high-yield bonds, U.S. Treasuries, and CDs
- Retirement and education planning, including 401ks, Traditional lRAs, Roth IRAs, rollovers
- Life insurance, variable annuities, fixed annuities, and other insurance-related products
- 529 College Plans, Coverdell Education Savings Plans, and custodial accounts
Why Feltl and CompanyLearn More
Equity Research Through Strategic Relationships
In these uncertain times, Feltl and Company customers take great comfort knowing that all Feltl and Company investment accounts are held at NFS. Securities in accounts carried by NFS, a Fidelity Investments company, are protected in accordance with the Securities Investor Protection Corporation (“SIPC”) up to $500,000 (including cash claims limited to $250,000). This SIPC coverage protects your assets in the unlikely event that NFS should fail to meet its obligations and is separate from the SIPC coverage that is available should our broker dealer fail to meet its obligations. Finally, this coverage does not protect against a decline in the market value of your securities.
Along with SIPC protection, NFS provides for brokerage accounts additional “excess of SIPC” coverage from Lloyd’s of London, together with other insurers.1 Total aggregate excess of SIPC coverage available through NFS’ excess of SIPC policy is $1 billion.
1 Fidelity’s excess of SIPC insurance is provided by Lloyd’s of London, together with AXIS Specialty Europe Ltd. and Munich Re.
Fidelity Investments and National Financial Services LLC (together “Fidelity”) are independent companies, unaffiliated with Feltl and Company. Fidelity is a service provider to Feltl and Company providing clearing, custody, and other brokerage services through National Financial Services LLC, Member NYSE, SIPC. There is no form of legal partnership, agency affiliation, or similar relationship between Feltl and Company and Fidelity, nor is such a relationship created or implied by the information herein. Fidelity has not been involved with the reparation of the content supplied by Feltl and Company and does not guarantee, or assume any responsibility for, its content. Fidelity Investments is a registered trademark of FMR LLC. 809052.1.0