Feltl Transactions

$66,155,325

Initial Public Offering

Joint Bookrunner

December 2017

$1,942,000

Preferred-Stock

Placement Agent

December 2017

$16,800,000

Initial Public Offering

Co-Manager

December 2016

$13,457,962

PIPE

Placement Agent

November 2016

$8,602,500

Follow-on Offering

Joint Bookrunner

October 2016

$10,010,000

Follow-on Offering

Joint Bookrunner

October 2016

$20,000,000

Initial Public Offering

Joint Bookrunner

May 2016

$5,000,000

Follow-on Offering

Co-Manager

February 2016

$14,375,000

Follow-on Offering

Joint Bookrunner

November 2015

$12,000,000

Follow-on Offering

Joint Bookrunner

November 2015

$33,000,000

Follow-on Offering

Co-Manager

July 2015

$6,500,000

Follow-on Offering

Co-Manager

July 2015

$21,275,000

Follow-on Offering

Co-Lead Manager

June 2015

$10,000,000

Follow-on Offering

Co-Manager

June 2015

$28,980,000

Follow-on Offering

Co-Manager

June 2015

$20,020,000

Initial Public Offering

Co-Manager

May 2015

$24,000,000

Initial Public Offering

Co-Manager

April 2015

$20,001,000

Follow-on Offering

Co-Lead Manager

February 2015

$12,000,000

Initial Public Offering

Co-Manager

February 2015

$10,000,000

Follow-on Offering

Joint Bookrunner

February 2015

$22,425,000

Initial Public Offering

Joint Bookrunner

November 2014

$2,970,000

Preferred-Stock

Placement Agent

November 2014

$42,550,000

Follow-on Offering

Co-Manager

June 2014

$27,000,000

Initial Public Offering

Co-Manager

May 2014

$10,003,500

Follow-on Offering

Co-Manager

April 2014

$72,500,000

Initial Public Offering

Co-Manager

April 2014

$44,050,635

Initial Public Offering

Co-Manager

March 2014

$37,950,000

Initial Public Offering

Co-Lead Manager

March 2014

$19,000,000

Initial Public Offering

Joint Bookrunner

February 2014

$12,000,000

Follow-on Offering

Co-Manager

December 2013

$78,260,880

Follow-on Offering

Co-Manager

November 2013

$10,001,250

Follow-on Offering

Joint Bookrunner

November 2013

$40,012,000

Follow-on Offering

Co-Manager

October 2013

$25,200,000

Initial Public Offering

Co-Manager

September 2013

$14,000,000

Follow-on Offering

Co-Lead Manager

August 2013

$7,364,544

Initial Public Offering

Joint Bookrunner

July 2013

$35,100,000

Follow-on Offering

Co-Manager

July 2013

$16,200,000

Initial Public Offering

Co-Manager

June 2013

$25,000,000

Initial Public Offering

Co-Manager

April 2015

$30,000,000

Follow-on Offering

Co-Manager

April 2013

$6,000,000

Initial Public Offering

Co-Manager

April 2013

$33,000,000

Follow-on Offering

Co-Manager

February 2013

$10,225,000

Follow-on Offering

Co-Manager

February 2013

$33,176,440

Follow-on Offering

Co-Manager

January 2013

$3,040,000

Follow-on Offering

Co-Manager

December 2012

$6,200,000

PIPE

Exclusive Agent

July 2011

$79,350,000

Follow-on Offering

Co-Manager

May 2011

$50,000,000

PIPE

Co-Manager

February 2011

$6,800,000

Initial Public Offering

Sole Manager

August 2010

$13,335,350

Follow-on Offering

Co-Manager

August 2010

$15,400,000

Initial Public Offering

Co-Manager

June 2010

$2,400,000

Common-Stock

Placement Agent

August 2008

$1,861,000

Common-Stock

Placement Agent

June 2008

$32,344,000

Follow-on Offering

Co-Manager

July 2007

$39,960,000

Follow-on Offering

Co-Manager

June 2007

$37,030,000

Follow-on Offering

Co-Manager

June 2007

$1,606,000

Common-Stock

Placement Agent

January 2007

$2,058,000

Common-Stock

Placement Agent

January 2007

$20,700,000

Initial Public Offering

Sole Manager

November 2006

$5,118,000

Convertible Note

Placement Agent

August 2006

$30,250,000

Initial Public Offering

Sole Manager

March 2006

$27,600,000

Initial Public Offering

Sole Manager

October 2005

$24,475,000

Initial Public Offering

Sole Manager

October 2005

$22,000,000

Initial Public Offering

Co-Manager

August 2005

$4,000,000

Common-Stock

Placement Agent

July 2005

$3,150,000

Follow-on Offering

Sole Manager

May 2005

$30,250,000

Initial Public Offering

Co-Manager

December 2004

$36,800,000

Initial Public Offering

Sole Manager

August 2004

$380,000

Common-Stock

Placement Agent

February 2004

$2,024,000

Preferred-Stock

Placement Agent

September 2003

$320,000,000

Second Lien Senior

Co-Manager

February 2015

$26,000,000

Follow-on Offering

Co-Manager

May 2013

$59,300,000

Follow-on Offering

Co-Manager

March 2011

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