SEC Public Reports
Routing Information
Important Information Regarding Order Routing and Execution.
Feltl and Company introduces transactions on a fully disclosed basis to our clearing firm, RBC Correspondent Services, a division of RBC Capital Markets, LLC, member NYSE/FINRA/SIPC.
Pursuant to SEC Rule 606 of Regulation NMS (formerly Rule 11Ac1-6), Feltl and Company will make reports available quarterly representing a general overview of our order routing practices.
Our clients may request in writing the identity of the venue where their orders were routed for execution, the time the orders were executed and whether the orders were directed to a particular venue at their direction or by Feltl and Company for orders routed during the previous six months.
Feltl and Company directs all orders to its clearing firm, RBC Correspondent Services.