| Account Pledge |
$200 |
| Alternative Investment-Transaction Fee |
$150 |
| Alternative Investment-Maintenance Fee |
$100 |
| Annual Account Fee |
$50 |
| Automated Clearing House (ACH) Stop Payment Fee |
$20 |
| Bank Wire-Domestic |
$25 |
| Bank Wire-Foreign |
$75 |
| Direct Registration System (DRS) Transfer Fee (Incoming) |
$25 |
| Direct Registration System (DRS) Transfer Fee (Outgoing) |
$25 |
| Dividends & Reorgs-Coupons Rec’d for Collection |
$10 |
| Dividends & Reorgs-Charge for late Instructions on Expiring items |
$15 |
| Duplicate Tax Documents (Paper copies) |
$1.25 |
| Duplicate Confirm (Paper copies) |
$1.25 |
| Duplicate Statement (Paper copies) |
$1.25 |
| Deposit/Withdrawal at Custodian (DWAC) Fee |
Ranges from $25 to $150 |
| Escheatment |
$125 |
| Extensions |
$10 |
| Investment Access Annual Account Fee |
$125 |
| Legal Deposit/Transfer |
$70 |
| Non-Sufficient Funds (NSF) Fee |
$30 |
| Non-Transferable Security Custody |
$2 per position/per month |
| Outgoing IRA ACAT Fee |
$120 |
| Outgoing Non-IRA ACAT Fee |
$105 |
| Overnight Check |
$10 |
| Partial Transfer |
$25 Per Transfer |
| Physical Certificate Reject Fee |
$200 |
| Physical Certificate (Non-DRS Eligible and DRS Eligible Securities) |
$650 |
| Retirement-Custodial Qualified retirement closing fee |
$50 + Prorated Annual Fee |
| Retirement-Custodial Qualified retirement plan annual fee |
$75/emp acct + $5/add’l participant |
| Retirement-Custodial Qualified retirement plan set up fee |
$25/emp acct + $5/add’l participant |
| Retirement-IRA Annual Account Fee |
$35 |
| Retirement-IRA Account Closing Fee |
$120 |
| Retirement-Self trusteed plan annual fee(one plan/paired plan) |
$150 / $250 |
| Retirement-Self-trusteed plan closing fee(one plan & paired plan) |
Prorated Annual Fee |
| Retirement-Self-trusteed plan set up fee(one plan/paired plan) |
$200 / $300 |
| Returned Check |
$35 |
| Rule 144/Restricted Stock Deposit Fee |
$95 |
| Safekeeping Fee |
$50 |
| Security Transfer Fee – International |
$140 |
| Transfer Agent Fees |
At Cost |
| Transfer on Death Account Change Fee |
$30 |
| Transfer on Death Account Distribution Fee |
0.10% |
| Transfer on Death Account Set-up Fee |
$50 |
| Voluntary Non-Physical Reorg |
$40 |
| Voluntary Physical Reorg |
$45 |